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       ONLY THE OVALBUTTONS  LINK
 
                      
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       J.
        Theor. Biol. 67: 625-635, 1977;reprinted
        in Advances 1(3): 53-59, 1984.
 
       A
        Theory of Diagnosis forOrthomolecular
        Medicine
 
       RICHARD
        P. HUEMER 
       Molecular
        Disease Institute, Agoura, California, U.S.A. 
       (Received
        27 October 1975, and in revised form 18 June 1976) 
       SUMMARY
 
        
        It is assumed that most diseases arise from multiple causes, and thatdiseases
        have the characteristics of polythetic classes. The signs and
 symptoms
        of clinically-apparent disease are epiphenomena, or emergent
 properties
        from the interaction among multiple biochemical etiologic
 factors,
        intrinsic and acquired. Each individual carries a unique set of
 intrinsic
        biochemical defects that are subsets of diseases to which he is
 predisposed.
        He acquires additional defects throughout life. Such bio-
 chemical
        defects can be detected by laboratory testing.
 
 Clinically-apparent diseases are sets consisting of multiple laboratory-
 test
        anomalies associated with clinical signs and symptoms. Smaller sets
 are
        formed by laboratory-test anomalies pertaining to the functional state
 of
        major organ systems, without localizing signs and symptoms. The
 latter
        sets are termed preclinical disease. Small sets of laboratory-test
 anomalies,
        reflecting mainly intrinsic (genetic) defects, represent poten-
 tial
        disease. Under appropriate conditions, elements can be added to or
 subtracted
        from the sets, so that diseases may evolve to a more advan-ced stage 
       or regress under therapy. Ideally, sets of biochemical anomalies
 should
        be identified at an early stage, before expansion of the sets even-
 tuates
        in clinically-apparent disease.
 
       1.
        Introduction 
        
        Orthomolecular medicine is defined as the provision of the optimummolecular
        constitution, especially the optimum concentration of substances 
       that are normally present in the body, for the purposes of treating 
       disease and preserving health (Pauling, 1968, 1974). Pauling's 
       innovative concept has had scant influence on the practice of 
       clinical medicine. Major impediments to acceptance of the 
       orthomolecular concept appear to be difficulties in identifying 
       molecular lesions and uncertainties over the meaning and measurement 
       of optimal. Consequently,
        it is difficult to select appropriate therapies and monitor 
       therapeutic responses with confidence. In general, the few clinicians 
       who practice orthomolecular therapy tend to assume that the existence 
       of a given clinical syndrome implies a particular biochemical 
       pathosis, in much the same manner that wet streets imply rain. Thus 
       orthomolecular medical practice is hindered not only by diagnostic 
       imprecision , but also by a post hoc 
       fallacy that rests on traditional (and, it will be shown, antiquated) 
       diagnostic methodology.
 
 The human organism 
       can be regarded as a set of subsystems, of which integrated 
       functional measurements can serve to predict the status of the 
       organism as a whole (Patton, Huemer, Hussman & Caines, 1963). 
       Along functional lines, subsystems may be identified as assimilatory, 
       excretory, regulatory and circulatory; or, according to a more 
       traditional schema, digestive, renal, neuroendocrine, cardiovascular, 
       etc. Such subsystems are further divisible into groups of cells 
       performing specialized functions characteristic of one (or more) 
       subsystems. In each group of cells is expressed that portion of the 
       organism's genome that is relevant to the specialized functions. 
       Differing groups of cells possess similarities as well as differences 
       among their complements of active genes, and thus possess 
       similarities as well as differences in their metabolic patterns. This 
       fairly conventional way of regarding the living organism can serve as 
       the departure point for novel insights into the nature of disease and 
       the method of its diagnosis.
 
       2.
        Nature of Disease
 
 A disease is an 
       abnormal functional state characterized by a set of symptoms and 
       physical findings. Diseases as seen in individual patients often 
       depart from textbook descriptions of disease in that some of the 
       characteristics may be lacking, or the characteristics may be 
       associated with those of other disease states. Diseases possess the 
       characteristics of polythetic classes*. According to Sokal & 
       Sneath (1963), a polythetic class fulfills the following criteria: 
       (a) each member of the class possesses a large (but unspecified) 
       number of the properties that characterize the class as a whole; (b) 
       each property of the class is possessed by large numbers of the class 
       members. In addition, a class is deemed fully polythetic if no 
       property of the class is possessed by every member of the class.
 ___________________________
 *The
        term "fuzzy sets" has a similar meaning.
 
        
        Disease classes are polythetic with respect to etiology as well as 
       symptomatology. It is now generally understood that many--perhaps 
       most--diseases result from multiple causes. A class such as 
       tuberculosis is not fully polythetic because all cases possess a 
       common etiologic factor (the tubercle bacillus) in addition to 
       various other etioiogic factors. However, some of the chronic 
       degenerative diseases may be fully polythetic with respect to 
       etiology, which may explain why their control is elusive; there may 
       exist no single 
       point at which the process can be controlled. To restate the matter, 
       the organism can become diseased for a variety of reasons, but there 
       may be only a limited spectrum of possible dysfunctional responses to 
       an immense number of possible combinations of causative factors. 
        Since
        the living organism is a biochemical mechanism, the causes of dys-function
        must at their most fundamental level be biochemical in nature. In
 the
        final analysis, except for traumatic conditions, all diseases become
 molecular,
        whether the defects are congenital or acquired (Huemer, 1972).
 Some
        biochemical lesions are acquired during life when environmental
 stresses
        (e.g. toxins, malnutrition, infection) exceed the reparative 
       capacities of the living system. Others are intrinsic, or genetic. It 
       will be recalled that groups of cells possess differences from and 
       similarities to each other with respect to their biochemical patterns 
       and active-gene complements. A set of genetic defects might affect 
       one specialized group of cells more than others, but would probably 
       affect many cell groups to some degree. The polythetic arrangement of 
       gene-expression sets is echoed in the polythetic nature of disease itself.
 
       3.
        Genetic Substrate of Disease 
        From
        the outcome of consanguineous matings it appears that the average
 human
        being is heterozygous for one or two genes that would cause serious
 disease
        in the homozygote (Carter, 1967). Muller (1950) estimated that the
 average
        human is heterozygous for a minimum of eight, and possibly scores
 of
        genes, each of which produces a slight detrimental effect. According to
 Muller,
        the combination of such genes, acting together, gives the individual
 his
        own characteristic pattern of weakness. More recently, Hubby & Lewontin
 (1966)
        demonstrated a previously unsuspected degree of polymorphism
 among
        the genes of Drosophila pseudoobscura in wild populations; at least
 39
        % of the loci in the genome are polymorphic over the whole species, and
 an
        estimated 8 to 15% of an individual fly's genome is in the heterozygous
 state.
        If the finding may be generalized to humans--and there is no compelling
 reason
        to suppose otherwise--then Muller's estimate for prevalence of sub-
 vital
        genes seems conservatively low. Furthermore, any individual will be
 homozygous
        for numerous isoalleles that may confer reduced fitness only
 in
        the homozygous state.
 
 
        Along
        related lines, the enzyme studies of Harris (1966) led him to con-clude
        that enzyme polymorphism may be a fairly common phenomenon
 among
        the very large numbers of enzymes that exist in humans. The degree
 to
        which enzyme polymorphism affects health is not presently known. It
 appears
        quite probable, at any rate, that the average human individual
 carries
        thousands of isoalleles, and it is reasonable to suppose that many of
 the
        isoalleles are subvital to a degree. Thus the individual will carry through-
 out
        life a characteristic pattern of molecular weaknesses.
 
        In
        principle it should be demonstrable that an individual carries a uniquepattern
        of biochemical anomalies that persists, with variable degrees of
 expression,
        for many years. The available data on normal characters (Cotlove,
 Harris
        & Williams, 1970) indicate that an individual's biochemical measure-
 ments
        generally remain quite stable over a span of many months, fluctuating
 narrowly
        about homeostatic set-points. A similar study seems not to have
 been
        conducted on abnormal characters, but this author has observed a
 27-year-old
        Caucasian male who had fasting hyperg]ycemia, a-lipopro-
 teinemia,
        relative lymphocytosis, high salivary uric acid, high salivary
 cholesterol,
        and high salivary chloride; salivary ascorbic acid was abnormally
 low.
        The patient had previously been examined at the ages of 12, 14 and 16
 years.
        He had a relative lymphocytosis on all three occasions, low salivary
 ascorbic
        acid on two occasions (borderline-low on the third), and high
 salivary
        cholesterol on two occasions; high salivary chloride and borderline-
 high
        fasting glucose had been found on the single prior occasion when those
 tests
        had been performed. Relevant to a possible genetic origin of the
 anomalies,
        it should be noted that all of the findings except fasting hyper-
 glycemia
        were present in one or both parents, and one parent has an aberrant
 glucose-tolerance
        curve.
 
       4.
        Classification of Disease 
        The
        objection might be raised, in relation to the referenced clinical-laboratory
        studies, that the tests provide only indirect measurements of
 genetic
        qualities, and probably reflect polygenic traits; hence they do not
 necessarily
        indicate potential molecular causes of any disease but instead may
 be
        effects of underlying genetic pathology. Furthermore, since most clinical-
 laboratory
        measurements are made under homeostatic conditions, they will
 fail
        to detect numerous weaknesses (reduced capacity for enzyme synthesis,
 for
        example) for which the organism is able to compensate in the unstressed
 state.
        The objections are valid in so far as they apply to any attempted use
 of
        such data to classify disease along strictly etiologic lines. At 
       present, it is
 not
        feasible to measure large numbers of direct gene-products in the intact
 organism;
        hence a strictly molecular-etiologic classification is not presently
 possible.
 
        However,
        it is not necessary to know cause-and-effect in order to classifydiseases
        by biochemical and other laboratory-test criteria. It is not necessary,
 for
        example, to know whether hyperuricemia originates in a hereditary
 enzymic
        defect or as the result of ingestion of drugs or excessive beef, in
 order
        to state that hyperuricemia belongs to the class, gouty arthritis. 
       It is
 not
        necessary to explain the absence of hyperuricemia in some cases of gout
 or
        its presence in other diseases, in order to place hyperuricemia in 
       the gouty-
 arthritis
        class. For purposes of disease classification, laboratory-test anomalies
 possess
        the same significance as clinical signs and symptoms, with this
 important
        difference: laboratory-test anomalies are subsets of signs and
 symptoms,
        and are less far removed than clinical signs from the ultimate
 molecular
        causes.
 
        Sokal
        & Sneath, in suggesting the application of polythetic concepts tothe
        construction of disease taxa, have commented that etiology may be
 unsuitable
        as a general principle for defining taxa (Sokal & Sneath, 1963,
 p.
        283). However, a truly etiologic classification is theoretically 
       possible and
 will
        surely be achieved in time; meanwhile, a polythetic biochemical-phenetic
 classification
        should serve as a useful approximation to that ideal.
 
        A
        few attempts have been made at mathematical diagnostic interpretationfrom
        multiphasic biochemical test data. Thus, Pomeroy (1975) reports
 statistically
        significant separation of hamsters into original vendors' groups
 by
        means of computerized linear discriminant analysis of plasma amino acid
 profiles.
        Using computerized pattern-recognition calculations, Robinson &
 Pauling
        (1974) have demonstrated correlation of chromatogram patterns
 with
        sex, fasting, birth-control medication and neuromuscular disorders. A
 criticism
        of such work is that the experiments are usually not based on
 known
        biochemical mechanisms related to particular diseases, so that it is
 difficult
        to reason inductively from the data. By ignoring mechanisms and
 limiting
        the methodology to traditional, clinically-established diagnostic
 categories,
        one invites difficulties in dealing with undifferentiated early
 disease,
        transitional states, semantically imprecise categories, and multiple
 simultaneous
        diseases.
 
        Implicit
        in the preceding discussion is the assumption that normality canbe
        defined; otherwise, anomalous has no meaning. Many physicians believe
 that
        each individual possesses his own "normal" set of 
       biochemical test
 values,
        by which it is meant that the individual's health is good when various
 tests
        give certain numerical results, whether or not those results fall within
 the
        statistically normal range. I reject this arbitrarily relativistic view.
 Normality,
        in the context of this discussion, means normally distributed
 about
        a mean; in clinical laboratory medicine, the normal range of a para-
 meter
        is plus or minus two or three standard deviations from the mean of a
 healthy
        population (Amador, 1975; Copeland, 1972; Files, Van Peenen &
 Lindberg,
        1968). Strictly speaking, the distribution of test values in healthy
 persons
        is not Gaussian, as Elveback, Cuillier & Keating (1970) point out,
 and
        the false assumption of a Gaussian distribution can lead to mis-
 classification
        of some test results as "normal". Regardless of the chosen
 statistical
        criteria, it seems clear that most or all of the "normal range"
 corresponds
        to that condition which is termed by geneticists the "wild type",
 symbolized
        by +. Deviations from the wild type are not manifestations of
 individual
        good health, but of single or multiple genetic defects (including
 associated
        compensatory mechanisms). Cheraskin & Ringsdorf (1973)
 analyzed
        the mean and variance of fasting blood-glucose values for 100
 dental
        patients. By selecting the patients within this group according to
 progressively
        more strict criteria for oral health, they achieved, by stages, a
 slight
        reduction in the mean and a tenfold restriction in the normal range.
 It
        is reasonable to suppose that laboratory-test values should be standardized
 on
        populations meeting only the most stringent criteria for health and vigor
 (cf.
        Files et al., 1968; Cheraskin & Ringsdorf, 1973).
 
       5.
        Evolution of Disease 
        
        Clinically-apparent disease usually has evolved through stages of potentialdisease
        and preclinical disease, the latter being a dysfunctional state of one
 or
        more major subsystems that does not produce a characteristic set of
 symptoms
        and signs. In the beginning exist isolated biochemical anomalies
 (diatheses),
        representing the individual's unique genetic pattern. Each
 diathesis
        may be regarded as a potential disease. As further anomalies
 accumulate
        (resulting from the interaction of environmental stresses and
 constitutional
        weaknesses), the stage of preclinical disease is attained. This
 tendency
        to acquire biochemical anomalies with advancing age shows up
 as
        an age-related broadening of distribution curves for laboratory test
 values,
        as observed by Files et al. (1968). Possible mechanisms include exo-
 genous
        agents (toxins, viruses), age-related enzyme polymorphism (Gershon
 &
        Gershon, 1973), and failure of homeostatic feedback loops (as in the post-
 menopausal
        deregulation of FSH secretion). Finally, the accumulation of
 still
        more anomalies results in frank symptoms and physical findings. To
 put
        the matter in symbolic terms, let X be a polythetic class (disease)
 characterized
        by the anomalies m, n, o, p and q. At time T0 
       the individual
 possesses
        m and n, plus the unrelated anomalies t and w.
        As mntw do not
 form
        the major part of a disease set, the individual is apparently healthy.
 At
        T1, q is added to the individual's set. The individual 
       at this point may feel
 vaguely
        ill, as more of the set mnopq has been completed, and q may perhaps
 be
        part of another set that has also been brought nearer to completion.
 Finally,
        at Tx, o and/or p occurs, and the individual 
       experiences a case of X.
 
        
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